AML/FinCrime effectiveness maturity assessment tool

Measuring your program against Wolfsberg and FinCEN guidance and the US AML/CFT National Priorities

How it works

Select from 4 answer options for each question

Each answer has a point value from 1-4, arranged lowest to highest

Total possible score = 124

See your effectiveness score upon completion

Measure your effectiveness against Wolfsberg and FinCEN guidance

Assessment domain categories

Reasonable and risk-based

Wolfsberg/FinCEN outcomes

Program

Assessment domains

Process and policy

Risk and controls

Controls

Assessment domains

Transaction monitoring

Know your customer/Due diligence

Suspicious activity reports (SARs)

People-training

Enablers

Assessment domains

Data

Technology

Metrics-reporting

Providing highly useful information

Wolfsberg/FinCEN outcomes

A sample of how we score

Assessment domain categories weights

40%

Program

30%

Controls

30%

Enablers

Process and policy

Risk and controls

Transaction monitoring

Know your customer/Due diligence

Suspicious activity reports (SARs)

People-training

Data

Technology

Metrics-reporting

See how effective you are