AML/FinCrime effectiveness maturity assessment tool
How it works
1
Select from 4 answer options for each question
2
Each answer has a point value from 1-4, arranged lowest to highest
3
Total possible score = 124
4
See your effectiveness score upon completion
Measure your effectiveness against Wolfsberg and FinCEN guidance
Assessment domain categories
Reasonable and risk-based
Wolfsberg/FinCEN outcomes
Program
Assessment domains
Process and policy
Risk and controls
Controls
Assessment domains
Transaction monitoring
Know your customer/Due diligence
Suspicious activity reports (SARs)
People-training
Enablers
Assessment domains
Data
Technology
Metrics-reporting
Providing highly useful information
Wolfsberg/FinCEN outcomes
A sample of how we score
Assessment domain categories weights
40%
Program
30%
Controls
30%
Enablers
Process and policy
Risk and controls
Transaction monitoring
Know your customer/Due diligence
Suspicious activity reports (SARs)
People-training
Data
Technology
Metrics-reporting